Publications

Showing 10161 to 10170 of 18845 search results.

10161. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

       Policy statements

       Published: 04/02/2019

       Last modified: 11/09/2023

       The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.

10162. PS19/3: General standards and communication rules for the payment services and e-money sectors [pdf]

       Policy statements

       Published: 01/02/2019

10163. FCA Financial Instruments Reference Data System (FCA FIRDS) [pdf]

       Systems information

       Published: 01/02/2019

       Last modified: 15/12/2020

       Instructions on access and download of full and delta reference files

10164. Number of skilled persons reports commissioned in Q3 2018/19 [pdf]

       Data

       Published: 01/02/2019

10165. Final Notice 2019: Jeffrey Hawkins [pdf]

       Final notices

       Published: 31/01/2019

       This final notice (Jeffrey Hawkins) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10166. Final Notice 2019: Malcolm Buchanan [pdf]

       Final notices

       Published: 31/01/2019

       This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10167. Final Notice 2019: James Smith [pdf]

       Final notices

       Published: 31/01/2019

       This final notice (James Smith) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10168. CP19/9: Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20 [pdf]

       Consultation papers

       Published: 31/01/2019

10169. DP19/1: Building a regulatory framework for effective stewardship [pdf]

       Discussion papers

       Published: 31/01/2019

10170. Final Notice 2019: LB Fitness Services Ltd [pdf]

       Final notices

       Published: 31/01/2019

       This final notice (LB Fitness Services Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.