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Sector Views references - published January 2019 [pdf]
Our Sector Views consider a wide range of factors that are driving change across the financial system and bring our collective intelligence together. This document provides the references from our Sector Views. -
Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding improving switching options for mortgage customers [pdf]
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Sector Views - published January 2019
We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into 7 sectors and monitor them continuously. -
Fees and levies: FSCS class 5 category 2, consumer credit provision (CLDM-2) [pdf]
Data previously reported for class SK01L – consumer credit lending -
FSCS class 5 category 1 CLDM-1 - Guidance [pdf]
FSCS class 5 category 1 CLDM-1 - Guidance -
Final Notice 2019: One Stop Financial Services Limited [pdf]
This final notice (One Stop Financial Services Limited) refers to a failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and -
Disclosing convictions in the senior personnel form [pdf]
This factsheet provides help with Questions 5.1 to 5.2 in the form for notification of senior personnel that effectively direct the business of an internally managed firm. -
Dear CEO: Clarity in Promotions about Regulated and Unregulated Business: the FCA's Expectations [pdf]
On Tuesday 8 January 2019 we placed on our website a letter addressed to the CEOs of all our regulated -
Track changes: Payment Services and Electronic Money – Our Approach - December 2018 [pdf]
Track changes: Payment Services and Electronic Money – Our Approach - December 2018 -
CP19/2: Brexit and contractual continuity
The financial services contracts regime (FSCR) allows EEA firms to run off their regulated business in the UK, if the UK leaves the EU without an implementation period.