Publications

Showing 10221 to 10230 of 18822 search results.

10221. Temporary permission regime for inbound passporting EEA firms: How to notify [pdf]

       Systems information

       Published: 07/01/2019

       Last modified: 29/09/2020

       Find out how to notify for the temporary permissions regime (TPR) for inbound passporting EEA firms.

10222. Temporary Permissions Regime: client assets questionnaire [docx]

       Forms

       Published: 04/01/2019

10223. Temporary Permissions Regime: electronic money institutions agent annex [docx]

       Forms

       Published: 04/01/2019

10224. Temporary Permissions Regime: MiFID tied agent annex [docx]

       Forms

       Published: 04/01/2019

10225. Temporary Permissions Regime: payment institutions and registered account information service providers agent annex [docx]

       Forms

       Published: 04/01/2019

10226. Our values and core skills: a quick reference guide [pdf]

       Corporate documents

       Published: 03/01/2019

10227. CMCs - get ready for FCA regulation [pdf]

       Documents

       Published: 02/01/2019

10228. Final Notice 2018: Shaukat Services Limited [pdf]

       Final notices

       Published: 21/12/2018

       Threshold conditions, failing to be open and co-operative, appropriate resources, fit & proper, ready willing & organised, effective supervision

10229. Final Notice 2018: Darren Lee Newton [pdf]

       Final notices

       Published: 20/12/2018

       This final notice (Darren Lee Newton) refers to breaches of FIT related to client money/assets and lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

10230. EP18/3: Technical Annex [pdf]

       Corporate documents

       Published: 20/12/2018

       Last modified: 20/12/2018