Publications
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Showing 1051 to 1060 of 18805 search results.
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CP25/30: Streamlining the UK EMIR Intragroup Regime
The FCA is consulting on proposals to make the UK EMIR Intragroup Regime clearer for counterparties seeking intragroup exemptions. -
Notice of Decision 2025: ASA CYCLES [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Dean Auto Sales Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: Vlada Hrkalovic [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation -
Final Notice 2025: AEO Trading Ltd [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Primary Market Technical Note 523.1: Filing of regulated information with the FCA by PIPs [pdf]
To guide Primary Information Providers (PIPs) in meeting their obligations to provide regulatory information. Supplements DTR 8.4.30R. -
Transcription: Searching disclosures on the National Storage Mechanism (NSM) – what is changing [pdf]
Video transcription for Searching disclosures on the National Storage Mechanism (NSM) – what is changing -
Final Notice 2025: Sherwood Oaks Leisure Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Final Notice 2025: RS MOTOR HOUSE LTD [pdf]
This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application. -
The Berne Financial Services Agreement (BFSA): Guidelines for firms [pdf]
The FCA and PRA have published these joint operational guidelines to support firms in navigating the Berne Financial Services Agreement (BFSA).