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First Supervisory Notice 2018: Total Debt Relief Ltd [pdf]
First Supervisory Notice 2018: Total Debt Relief Ltd -
Complaints handling review findings
The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints. -
Research Note: EMIR data and derivatives market policies [pdf]
We assess the impact of two of the requirements introduced by the European Market Infrastructure Regulation (EMIR) by making use of a sample of the data reported to Trade Repositories and made available to us under EMIR. -
Final Notice 2018: Xclusive Group Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Ashbrook Motor Services Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Pension scams web article [docx]
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FOI5685 Response [pdf]
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FOI5673 Response [pdf]
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FOI5783 Response [pdf]
FOI5783 Response -
FOI5735 Information Provided [pdf]