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  1. FOI5682 Information Provided [pdf]

    FOI releases

    Published: 10/08/2018

  2. FOI5654 Information Provided [pdf]

    FOI releases

    Published: 10/08/2018

  3. FOI5730 Information Provided [pdf]

    FOI releases

    Published: 10/08/2018

  4. FOI5760 Information Provided [pdf]

    FOI releases

    Published: 10/08/2018

  5. FOI5391 Internal Review Information Provided [pdf]

    FOI releases

    Published: 10/08/2018

  6. Final Notice 2018: Utilicon Limited [pdf]

    Final notices

    Published: 09/08/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2018: David Hillier [pdf]

    Final notices

    Published: 09/08/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2018: JMC Traders Limited [pdf]

    Final notices

    Published: 09/08/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2018: Global Insurance Services Limited [pdf]

    Final notices

    Published: 09/08/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.
  10. Final Notice 2018: Christine Wright Services Limited [pdf]

    Final notices

    Published: 09/08/2018

    This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.
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