Publications
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MS17/1.2: Annex 2: NMG Consulting - Consumer Research [pdf]
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MS17/1.2: Annex 8: Gap Analysis [pdf]
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MS17/1.2: Annex 5: Model Portfolios [pdf]
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MS17/1.2: Annex 4: Financial Analysis [pdf]
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MS17/1.2: Annex 3: NMG Consulting - Consumer Research Technical Report [pdf]
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FCA key performance indicators (KPIs) - 2017/18: March 2018 [pdf]
These Authorisations Quarterly Key Performance Indicators (KPIs) provide key metrics on the performance of the FCA’s Authorisations Division. -
MS17/1: Investment platforms market study
Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules. -
FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps
FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches. -
Directory prototype screens [pdf]
Screens for consultation -
PS18/17: The European Money Market Funds (MMF) Regulation [pdf]