Publications

Showing 10981 to 10990 of 18845 search results.

10981. 5 Conduct Questions: Industry Feedback for 2017 [pdf]

       Market studies

       Published: 01/05/2018

       The 5 Conduct Questions are part of the FCA's strategy for supervising wholesale banks. This 2017 industry feedback is to help large and small firms consider if any of the approaches to conduct may be effective in their own organisations.

10982. The FCA’s response to the Complaints Commissioner’s Report FCA00442 [pdf]

       Corporate documents

       Published: 01/05/2018

10983. Taflen wybodaeth am - Diffyg talu - mono version - August 2018 [pdf]

       Information sheets

       Published: 01/05/2018

       Last modified: 02/05/2018

       Os ydych wedi derbyn hysbysiad diffyg talu yn rhybuddio am gamau posibl yn eich erbyn dyma rywfaint o wybodaeth bwysig i’ch helpu.

10984. CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)

       Consultation papers

       Published: 01/05/2018

       Last modified: 15/04/2019

       We have made final rules to change how the FSCS is funded and are consulting on changes to our Professional Indemnity Insurance (PII) requirements for Personal Investment Firms (PIFs).

10985. Application to become a professional body anti-money laundering supervisor [doc]

       OPBAS

       Published: 30/04/2018

       Application to become a professional body anti-money laundering supervisor

10986. PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision – feedback to CP17/35 [pdf]

       Policy statements

       Published: 30/04/2018

10987. Notes to application to become a professional body anti-money laundering supervisor [pdf]

       OPBAS

       Published: 30/04/2018

       Notes to application to become a professional body anti-money laundering supervisor

10988. Payment Accounts Regulations: Final Linked Services List [pdf]

       Feedback statements

       Published: 30/04/2018

       Final list of the most representative services linked to a payment account and subject to a fee within the meaning of Regulation 3 of the Payment Accounts Regulations.

10989. Payment Accounts Regulations: Final Linked Services List

       Feedback statements

       Published: 30/04/2018

       Last modified: 30/04/2018

       The FCA have published the final list of the most representative services linked to a payment account and subject to a fee within the meaning of Regulation 3 of the Payment Accounts Regulations. Firms will be required to use the terminology in this

10990. PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

       Policy statements

       Published: 30/04/2018

       Last modified: 04/05/2018

       In this paper we set out our final requirements and guidance on recovering the costs of OPBAS through fees.