Publications
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Institutional Disclosure Working Group: Summary of discussion 19 March 2018 [pdf]
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Overview of Asset Management Market Study remedies [pdf]
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FCA Board Minutes: 21 and 22 February 2018 [pdf]
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Occasional Paper No. 32: Now you see it: drawing attention to charges in the asset management industry
As part of the Asset Management Market Study, the FCA wanted to understand the impact of different ways of presenting charges on investors’ decision-making and their understanding and awareness of charges. -
M9 [pdf]
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CF2 [pdf]
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FCA key performance indicators (KPIs) - 2017/18: December 2017 [pdf]
These Authorisations Quarterly Key Performance Indicators (KPIs) provide key metrics on the performance of the FCA’s Authorisations Division. -
Asset Management Market Study – Experimental Consumer Research and Focus Groups [pdf]
Report for the Financial Conduct Authority prepared by London Economics -
The FCA’s response to the Complaints Commissioner's Report FCA00396 [pdf]
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Final Notice 2018: Polmaise Community Credit Union Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.