Publications
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Developing an approach to nature risk in Financial Services [pdf]
This chapter aims to enable firms to better understand their exposure to nature-related risks and opportunities. -
From Risk to Resilience: Integrating Adaptation into Finance: Executive Summary [pdf]
Executive summary of the 2025 report of the CFRF Adaptation Working Group. -
Dear Compliance Officer: FCA expectations for the UK move to T+1 securities settlement [pdf]
This letter sets out FCA expectations for asset management and alternative firms, ahead of the UK move to a T+1 securities settlement cycle on 11 October 2027. -
Quantitative Climate Scenario Analysis in Financial Decisions Case Studies [pdf]
This paper presents a set of 9 case studies quantifying the financial impacts from climate scenarios. -
Skilling Up: Training available on physical risks of climate change in the financial sector.pdf [pdf]
The key challenges around assessing physical risks relate to firms and individuals. -
A Risk Professional’s Guide to Physical Risk Assessments A GARP Benchmarking Study of 13 Vendors [pdf]
A comprehensive benchmarking study conducted by the Global Association of Risk Professionals. -
Information on firms authorised to provide retail investment advice - October 2025
FCA provides information on firms authorised to provide retail investment advice -
Notice of Decision 2025: Azhar Hussain trading as Simply Financial Solutions [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA explains: Uploading disclosures to the National Storage Mechanism (NSM) - what is changing? video transcript [pdf]
FCA explains: Uploading disclosures to the National Storage Mechanism (NSM) - what is changing video transcript. -
Notice of Decision 2025: TBC Tools Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.