Publications

Showing 11171 to 11180 of 18845 search results.

11171. Call for Input: Using technology to achieve smarter regulatory reporting [pdf]

       Calls for input

       Published: 20/02/2018

       In this call for input we invite views on a ‘proof of concept’ which could potentially make it easier for firms to meet their regulatory reporting requirements and improve the quality of information they provide.

11172. Call for Input: Using technology to achieve smarter regulatory reporting

       Feedback statements

       Published: 20/02/2018

       Last modified: 08/05/2019

       We are publishing our response to the Call for Input on Digital Regulatory Reporting. In this Call for Input we invited views on a ‘proof of concept’ which could potentially make it easier for firms to meet their regulatory reporting

11173. Dear CEO letter: Quality of Prudential Regulatory Returns [pdf]

       Dear CEO letters

       Published: 19/02/2018

       FCA requests that CEOs of IFPRU investment firms and BIPRU firms review their firm’s regulatory reporting practices.

11174. Final Notice 2018: Basic Elegance (Furnishings) Ltd (in Liquidation) [pdf]

       Final notices

       Published: 19/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11175. Co-operation Agreement between Financial Conduct Authority (FCA) and Commodity Futures Trading Commission (CFTC). [pdf]

       Memorandums of understanding

       Published: 19/02/2018

       Co-operation Agreement between Financial Conduct Authority (FCA) and Commodity Futures Trading Commission (CFTC).

11176. Final Notice 2018: The Skin Clinic + Hair Transplant Centre Limited [pdf]

       Final notices

       Published: 19/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11177. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding RBS Global Restructuring Group (GRG): skilled persons' report (16 February 2018) [pdf]

       Correspondence

       Published: 16/02/2018

11178. Letter to firms: Pension Transfer Advice – reminder of our requirements [pdf]

       Correspondence

       Published: 14/02/2018

11179. FCA service standards - September 2017 [pdf]

       Corporate documents

       Published: 13/02/2018

       The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.

11180. Final notice 2018: Worldwide Central Repository Limited [pdf]

       Final notices

       Published: 13/02/2018

       This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.