Publications

Showing 11191 to 11200 of 18845 search results.

11191. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)

       Consultation papers

       Published: 05/02/2018

       Last modified: 23/03/2018

       We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018.

11192. Final Notice 2018: AJD Accountancy Limited [pdf]

       Final notices

       Published: 02/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11193. DP18/01: Effective competition in non-workplace pensions [pdf]

       Discussion papers

       Published: 02/02/2018

11194. Final notice 2018: City Docs Solutions Ltd [pdf]

       Final notices

       Published: 02/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11195. Modification by consent: SYSC 22.2.1R [pdf]

       Forms

       Published: 02/02/2018

11196. Final notice 2018: Town & Country Motor Centre (Cornwall) Limited [pdf]

       Final notices

       Published: 02/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11197. Final Notice 2018: Ludu Energy Limited [pdf]

       Final notices

       Published: 01/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11198. Final Notice 2018: Direct Savings (Scotland) Limited [pdf]

       Final notices

       Published: 01/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11199. Financial Conduct Authority: Review of Board Effectiveness: 2017 [pdf]

       Corporate documents

       Published: 01/02/2018

       The FCA Board undertook its third independent effectiveness review towards the end of 2017, the previous ones having been undertaken in 2014 and 2015 respectively. This 2017 review was undertaken by Independent Audit Ltd.

11200. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

       Data

       Published: 01/02/2018

       Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.