Publications

Showing 11211 to 11220 of 18845 search results.

11211. Final Notice 2018: Westcoast 4X4 Sales Limited [pdf]

       Final notices

       Published: 30/01/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11212. The fair treatment of existing interest-only mortgage customers: Report [pdf]

       External research

       Published: 30/01/2018

11213. The fair treatment of existing interest-only mortgage customers: Technical Report [pdf]

       External research

       Published: 30/01/2018

11214. TR18/1: The fair treatment of existing interest-only mortgage customers

       Thematic reviews

       Published: 30/01/2018

       Last modified: 30/01/2018

       This report shares the findings of our thematic review into the fair treatment of existing interest-only mortgage customers by lenders.

11215. Institutional Disclosure Working Group: Summary of discussion 16 January 2018 [pdf]

       Meeting minutes

       Published: 29/01/2018

11216. Decision Notice 2018: John Lawrence Radford [pdf]

       Decision notices

       Published: 26/01/2018

       This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

11217. Decision Notice 2018: One Call Insurance Services Limited [pdf]

       Decision notices

       Published: 26/01/2018

       This decision notice refers to breaches of PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. Our view is that a fine and restriction should be imposed.

11218. Andrew Bailey, Chief Executive - diary engagements - October to December 2017 [pdf]

       FOI releases

       Published: 26/01/2018

11219. FOI 5442 Response [pdf]

       FOI releases

       Published: 25/01/2018

       Last modified: 25/01/2018

11220. Final Notice: Interactive Brokers (UK) Limited [pdf]

       Final notices

       Published: 25/01/2018

       This final notice refers to breaches of PRIN 3 and SUP 15.10.2R relating to poor market abuse controls and failure to report suspicious client transactions. We imposed a fine.