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Final notice 2018: Clarity Copiers (Cornwall) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final notice 2018: Yorkshire Gas & Electrical Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Premium Listing – Commercial Companies (including Mineral, Scientific Research and Property Companies) [doc]
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Premium Listing - Open-Ended Investment [doc]
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Final Notice 2018: Alok Dhanda [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
The FCA’s response to the Complaints Commissioner’s Report FCA00286 [pdf]
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The FCA’s response to the Complaints Commissioner’s Report FCA00269 [pdf]
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Second Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]
Second Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd -
REP002 Controllers Report [xlsx]
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FSA065 Small electronic money institutions [xlsx]
Total electronic money outstanding @ 31st December