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Final notice 2018: Ian Hodgkinson [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]
Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product -
Final notice 2018: Mick Dwane Car Sales Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Neil Danziger [pdf]
This final notice refers to breaches of PRIN 5 and FIT related to benchmarks, lack of fitness/propriety and wholesale conduct in the investment bank sector. We imposed a fine and prohibition. -
Final Notice 2018: FM 247 (UK) Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Swift Cash UK Limited [pdf]
This final notice refers to breaches of the PSR relating to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2018: Apparel Craft Equipment (ACE) Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Rose Motors (Philip Meyer trading as) [pdf]
The final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
CP18/1: Aligning the Financial Services Compensation Scheme levy time period [pdf]
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CP18/1: Aligning the Financial Services Compensation Scheme levy time period
We are consulting on transitional provisions to ensure that the life and pensions intermediation class will continue to benefit from support from the retail pool over the next few months, consistent with the FSCS’s public messaging on this.