Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 11311 to 11320 of 18845 search results.

  1. The independent business requirements for companies applying for premium listing – interpretation of LR 6.4, LR 6.5 and LR 6.6 [pdf]

    Primary market

    Published: 03/01/2018

    UKLA/TN/103.1

  2. UKLA Technical Note 209.3 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]

    Primary market

    Published: 03/01/2018

    Last modified: 03/01/2018

  3. The FCA’s response to the Complaints Commissioner’s Report FCA00383 [pdf]

    Corporate documents

    Published: 03/01/2018

    Last modified: 03/01/2018

  4. The FCA’s response to the Complaints Commissioner’s Report FCA00403 [pdf]

    Corporate documents

    Published: 03/01/2018

  5. The FCA’s response to the Complaints Commissioner’s Report FCA00375 [pdf]

    Corporate documents

    Published: 03/01/2018

  6. The FCA’s response to the Complaints Commissioner’s Report FCA00400 [pdf]

    Corporate documents

    Published: 03/01/2018

  7. technical-standards-under-mifid-ii-and-mifir.pdf [pdf]

    Documents

    Published: 03/01/2018

  8. Fee-block B005 or AB05 - guidance [pdf]

    Fees information

    Published: 21/12/2017

    Last modified: 08/01/2024

    Fee-block B005 or AB05 - guidance

  9. Fee-block BU01 - Guidance [pdf]

    Fees information

    Published: 21/12/2017

    Last modified: 08/01/2024

    Fee-block BU01 - guidance

  10. Minutes: FCA Board 9 November 2017 [pdf]

    Meeting minutes

    Published: 21/12/2017

Did you find what you were looking for?