Publications
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PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation [pdf]
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Schedule of Benchmarks - recognition [xlsx]
Schedule of Benchmarks - recognition. -
Schedule of Benchmarks - Endorsement [xlsx]
Schedule of Benchmarks - Endorsement. -
Reporting Annex IV transparency information under the Alternative Investment Fund Managers Directive [pdf]
Understand the FCA’s requirements for Alternative Investment Fund Managers (AIFMs) reporting transparency information. -
AIFMD: Reporting transparency information to the FCA [pdf]
Questions and answers -
AIFMD data guide ESMA resources [zip]
The Alternative Investment Fund Managers Directive (AIFMD) reporting tables. -
Final Notice 2017: Raymond Smith [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Prestige Autohaus Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Dorset Motor Company Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Trade Centre Crewe Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.