Publications

Showing 11351 to 11360 of 18845 search results.

11351. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

       Consultation papers

       Published: 13/12/2017

       Last modified: 22/02/2018

       CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime. Open consultation: CP17/40 Read more about Open consultation: CP17/40. 13/12/2017. Consultation closes. 21/02/2018. Policy

11352. Market Watch 55 [pdf]

       Newsletters

       Published: 12/12/2017

       The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

11353. PS17/26: Information about current account services [pdf]

       Policy statements

       Published: 12/12/2017

11354. Letter from Chris Sier to Andrew Bailey [pdf]

       Correspondence

       Published: 12/12/2017

       Text of a letter from Chris Sier, Chair of the Institutional Disclosure Working Group, to Andrew Bailey following press coverage in The Times on Monday December 11 2017

11355. MLAR statistics December 2017: Commentary [pdf]

       Data

       Published: 12/12/2017

       Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2017 Q3.

11356. Cancellation of Authorisation of a Data Reporting Services Provider (DRSP) form [docx]

       Forms

       Published: 11/12/2017

       This form is for DRSPs that wish to cancel their data reporting services authorisation in line with Regulation 11(1)(b) of the Data Reporting Services Regulations 2017, to stop providing all data reporting services.

11357. Final Notice 2017: Mohammed Sharif Miah [pdf]

       Final notices

       Published: 11/12/2017

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

11358. Material Change in information for a Data Reporting Services Provider (DRSP) form [docx]

       Forms

       Published: 11/12/2017

       You should use this form (MAR 9 Annex 5D) if you are a DRSP that wishes to notify the FCA before implementing a material change in information provided at authorisation.

11359. Variation of Authorisation of a Data Reporting Services Provider (DRSP) form [docx]

       Forms

       Published: 11/12/2017

       This form is for DRSPs that wish to vary its authorisation to provide one or more additional data reporting services in accordance with Regulation 12(1) of the Data Reporting Services Regulations 2017.

11360. Notification form for changes to the membership of the management body (Annex III) form [docx]

       Forms

       Published: 11/12/2017

       Last modified: 31/08/2022

       MiFID II Notification form for changes to the membership of the management body (Annex III) form