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  1. Institutional Disclosure Working Group: Summary of discussion 2 November 2017 [pdf]

    Meeting minutes

    Published: 22/11/2017

  2. Final Notice 2017: Best Broker Limited [pdf]

    Final notices

    Published: 20/11/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  3. Completing the application to cancel your firm’s authorisation [pdf]

    Systems information

    Published: 17/11/2017

    Last modified: 08/01/2025

    This document provides information on completing an application to cancel your firm’s authorisation.

  4. Fund Objectives Working Group: Session 2 [pdf]

    Meeting minutes

    Published: 17/11/2017

  5. Fund objectives working group: summary of discussion [pdf]

    Documents

    Published: 17/11/2017

    Summary of fund objectives working group discussion on 25 September 2017.

  6. Final Notice 2017: Richard Telfryn Jones [pdf]

    Final notices

    Published: 16/11/2017

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.

  7. Fund Objectives Working Group: Session I [pdf]

    Meeting minutes

    Published: 16/11/2017

  8. CP17/38: Regulatory fees and levies: policy proposals for 2018/19 [pdf]

    Consultation papers

    Published: 13/11/2017

  9. CP17/38: Regulatory fees and levies: policy proposals for 2018/19

    Consultation papers

    Published: 13/11/2017

    Last modified: 20/02/2018

    This consultation paper (CP) sets out our proposed policy changes on how FCA fees will be raised from 2018/19.

  10. FOI 5015 Response [pdf]

    FOI releases

    Published: 10/11/2017

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