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  1. Handbook Notice 49 [pdf]

    Handbook

    Published: 10/11/2017

    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 9 November 2017. Additionally, this Notice contains information

  2. FOI 5015 Information Provided [pdf]

    FOI releases

    Published: 10/11/2017

  3. Final Notice 2017: Capita Financial Managers Limited [pdf]

    Final notices

    Published: 10/11/2017

    This final notice refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a public censure.

  4. The FCA’s response to the Complaints Commissioner’s Report FCA00278 [pdf]

    Corporate documents

    Published: 10/11/2017

  5. Final Notice 2017: Spand Motors (Joseph Jones trading as) [pdf]

    Final notices

    Published: 10/11/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. The FCA’s response to the Complaints Commissioner’s Report FCA00165 [pdf]

    Corporate documents

    Published: 10/11/2017

  7. The FCA’s response to the Complaints Commissioner’s Report FCA00166 [pdf]

    Corporate documents

    Published: 10/11/2017

  8. The FCA’s response to the Complaints Commissioner’s Report FCA00277 [pdf]

    Corporate documents

    Published: 10/11/2017

  9. The FCA’s response to the Complaints Commissioner’s Report FCA00310 [pdf]

    Corporate documents

    Published: 10/11/2017

  10. Hospitality and Gifts Log – July to September 2017 [pdf]

    FOI releases

    Published: 09/11/2017

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