Publications
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Voluntary Application for Imposition of Requirement: The Mortgage Matters Partnership [pdf]
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FCA and FCA Practitioner Panel survey - 2017 report [pdf]
The FCA and FCA Practitioner Panel publish the findings from their joint survey of industry views. -
Hospitality and Gifts Log - April to June 2017 [pdf]
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Catching a falling knife: an analysis of circuit breakers in UK equity markets
Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction. -
Diary engagements April to June 2017: Christopher Woolard [pdf]
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Diary engagements April to June 2017: Andrew Bailey [pdf]
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Minutes: FCA Board 21 and 22 June 2017 [pdf]
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Diary engagements April to June 2017: John Griffith-Jones [pdf]
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New technologies and anti-money laundering compliance final report [pdf]
There are many emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money. We commissioned PA Consulting Group to -
MS15/2.3: Asset management market study remedies - timeline [pdf]