Publications
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Proposed undertakings in lieu of a market investigation [pdf]
Reference given to the FCA by each of AON Hewitt, Mercer and Willis Towers Watson -
Payment Service Directive 2 (PSD2) Stakeholder Liaison Group Agenda - 10 February 2017 [pdf]
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Minutes of meeting - Stakeholder Liaison Group - 10 February 2017 [pdf]
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Provisional view on undertakings in lieu of a market investigation reference of investment consultancy services [pdf]
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PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds. -
PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses [pdf]
This policy statement sets out our rules to ban contractual clauses that restrict competition without being clearly beneficial to clients. -
PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses
This policy statement sets out our rules to ban contractual clauses that restrict competition without being clearly beneficial to clients. -
FCA service standards - May 2017 [pdf]
The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service. -
Final Notice 2017: William Bartle [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Peyman Pakyari [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.