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Final Notice 2017: Auto Safari Car Sales [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Minutes: FCA Board 26 and 27 April 2017 [pdf]
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Market Watch 52 [pdf]
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues. -
Final Notice 2017: Damian Frank Clarke [pdf]
This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition. -
Market Data Processor (MDP) on-boarding application form notes [pdf]
Notes for the MDP on-boarding application form. -
Final Notice 2017: Insure PMR [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Logic Financial Solutions Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, consumer credit and mortgages sectors. We imposed a cancellation. -
Final Notice 2017: KJ Precious Metal Trading LLP [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation. -
Final Notice 2017: Mueller Precious Metal Trading LLP [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation. -
Handbook Notice 44 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 25 May 2017. Additionally, this Notice contains information about other publications relating to the