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  1. Financial Advice Working Group: Foreward to the final reports [pdf]

    External research

    Published: 11/04/2017

    Prepared by the Nick Prettejohn, Chair of the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority

  2. Financial Well-being in the Workplace: A Way Forward [pdf]

    External research

    Published: 11/04/2017

    Prepared by the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority

  3. Consumer explanations of “advice” and “guidance” [pdf]

    External research

    Published: 11/04/2017

    Prepared by the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority

  4. Final Notice 2017: JNZ Autocentre Limited [pdf]

    Final notices

    Published: 10/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Waterside Vehicles Ltd [pdf]

    Final notices

    Published: 10/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. DP17/3: Discussion Paper on distributed ledger technology [pdf]

    Discussion papers

    Published: 10/04/2017

    We are launching a discussion to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate.

  7. Final Notice 2017: New Born Electronic's Limited [pdf]

    Final notices

    Published: 10/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Brooke Specialist Cars Ltd [pdf]

    Final notices

    Published: 10/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Collins Ward Capital Management Ltd [pdf]

    Final notices

    Published: 10/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the wealth management and private banking sector. We imposed a cancellation.

  10. FS17/4: Distributed ledger technology

    Feedback statements

    Published: 10/04/2017

    Last modified: 15/12/2017

    In April 2017 we published Discussion Paper DP17/3 to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate. We are now publishing a Feedback Statement that summarises the feedback
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