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Handbook Notice 42 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 30 March 2017, and rules and standard terms also made by the Financial Ombudsman Service on 15 March -
Skilled Person Panel [pdf]
The Skilled Person Panel consists of 12 Lots for skilled persons services. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]
This is our first policy statement setting out our near final rules for our implementation of MiFID II. -
Final Notice 2017: Ann Burke [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Central Auto Care Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Home Systems AV LLP [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Skilled person panel lot descriptions [pdf]
Descriptions for skilled person panel Lots. -
Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]
From the meeting held on 23 February 2017. -
Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 22 November 2016.