Publications

Showing 12241 to 12250 of 18845 search results.

12241. UKLA Procedural Note 904.3 - Public offer prospectus - Drafting and approval [PDF] [pdf]

       Primary market

       Published: 30/03/2017

12242. UKLA Technical Note 521.3 - Assessing and handling inside information [PDF] [pdf]

       Primary market

       Published: 30/03/2017

12243. FG17/3: Primary Market Bulletin No. 17

       Newsletters

       Published: 30/03/2017

       Last modified: 08/04/2024

       The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 17.

12244. TR-1: Standard form for notification of major holdings [docx]

       Published: 30/03/2017

12245. Final Notice 2017: Ashton Patterson [pdf]

       Final notices

       Published: 29/03/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12246. Final Notice 2017: Philip Gee [pdf]

       Final notices

       Published: 29/03/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12247. Final Notice 2017: David Stephen Hancock [pdf]

       Final notices

       Published: 29/03/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12248. Guidance Consultation - UKLA Technical Note 701.3 - Identifying and managing conflicts [PDF] [pdf]

       Guidance consultations

       Published: 29/03/2017

12249. Guidance Consultation - UKLA Technical Note 543.3 - Shareholder obligations [PDF] [pdf]

       Guidance consultations

       Published: 29/03/2017

12250. Primary Market Bulletin Issue 17 [pdf]

       Newsletters

       Published: 29/03/2017

       This edition of the FCA’s Primary Market Bulletin covers managing sponsor conflicts of interest.