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Regulation round-up special issue - February 2017 [pdf]
This is a special issue of our regulation round-up, updating you on the latest news that affects your sector. -
FCA Data Bulletin issue 8 - underlying data [xlsx]
Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market. -
CPP supplemental VREQ template [pdf]
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Co-operation Agreement between Financial Conduct Authority (FCA) and Ontario Securities Commission (OSC) [pdf]
Co-operation Agreement between Financial Conduct Authority (FCA) and Ontario Securities Commission (OSC). -
CPP supplemental VREQ pro forma [pdf]
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Final Notice 2017: John Wilkinson [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Glen Eagleson [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: XYZ Agencies Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2017: Bishop Car Sales Limited [pdf]
This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: James Pollock [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.