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MiFID investment services and activities and investments types form [docx]
MiFID investment services and activities and investments types form. -
Handbook Notice 40 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 25 January 2017. It also contains information about other publications relating to the Handbook. -
Regulation round-up January 2017 [pdf]
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
Final Notice 2017: Christopher Pickerill [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Memorandum of Understanding between the FCA and HMRC [pdf]
This MoU deals with exchange of information between the FCA and HMRC. Information may be disclosed by the FCA to HMRC essentially only with a view to a criminal investigation by HMRC. With respect to the obtaining by the FCA of HMRC information, the -
Final Notice 2017: Baildon Motor Company [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Matt-Pack Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FSCS Supplementary Levies Letter January 2017 [pdf]
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FCA Information Request – General insurance value measures pilot [pdf]
For more detail on the definitions of value measures. -
General Insurance value measures data – year ending 31 August 2016
We have published general insurance value measures data for 38 insurers (including both UK and EEA firms) for the year ending 31 August 2016.