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Final Notice 2017: Reuben Anderson [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Nigel Thomas [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
CP17/2: CASS 7A and the special administration regime review [pdf]
This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime. -
Final Notice 2017: Notion Capital Managers LLP [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FG17/1: Guarantor loans: default notices [pdf]
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Guarantor loans: default notices: FG17/1
We have published guidance for firms on our interpretation of provisions in the Consumer Credit Act 1974 that are relevant to guarantor lending firms seeking to take payment from a guarantor in respect of a borrower who is in default. In particular -
First Supervisory Notice: Bank House Investment Management Limited [pdf]
Bank House Investment Management Limited -
CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]
In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme. -
Response to the Complaints Commissioner’s report FCA00225 [pdf]
We have considered the final report of the Complaints Commissioner on complaint FCA00225. -
CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18
In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).