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  1. Final Notice 2017: Reuben Anderson [pdf]

    Final notices

    Published: 24/01/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2017: Nigel Thomas [pdf]

    Final notices

    Published: 24/01/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. CP17/2: CASS 7A and the special administration regime review [pdf]

    Consultation papers

    Published: 23/01/2017

    This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.
  4. Final Notice 2017: Notion Capital Managers LLP [pdf]

    Final notices

    Published: 20/01/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  5. FG17/1: Guarantor loans: default notices [pdf]

    Finalised guidance

    Published: 19/01/2017

  6. Guarantor loans: default notices: FG17/1

    Finalised guidance

    Published: 19/01/2017

    Last modified: 19/01/2017

    We have published guidance for firms on our interpretation of provisions in the Consumer Credit Act 1974 that are relevant to guarantor lending firms seeking to take payment from a guarantor in respect of a borrower who is in default.  In particular
  7. First Supervisory Notice: Bank House Investment Management Limited [pdf]

    Supervisory notices

    Published: 17/01/2017

    Bank House Investment Management Limited
  8. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]

    Consultation papers

    Published: 16/01/2017

    In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.
  9. Response to the Complaints Commissioner’s report FCA00225 [pdf]

    Corporate documents

    Published: 16/01/2017

    We have considered the final report of the Complaints Commissioner on complaint FCA00225.
  10. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18

    Consultation papers

    Published: 16/01/2017

    Last modified: 13/02/2026

    In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).
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