Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 12431 to 12440 of 18845 search results.

  1. MiFID Authorisation Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID Authorisation Form

  2. MiFID IT Self Assessment Form [xls]

    Forms

    Published: 13/01/2017

  3. MiFID IT Controls Form [xlsx]

    Forms

    Published: 13/01/2017

  4. MiFID Annex for VOP Application Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 26/05/2022

    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  5. MiFID ITS Annex II (List of Members of a Management Body) Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID ITS Annex II (List of Members of a Management Body) Form.

  6. MiFID Investment Only Supplement Form [docx]

    Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

    Published: 13/01/2017

  7. MiFID Checklist: Wholesale [docx]

    Forms

    Published: 13/01/2017

    Last modified: 13/12/2021

    MiFID wholesale checklist - application for authorisation

  8. MiFID Controller Form: Trust [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Controller Form: Trust

  9. MiFID Maturity Assessment Form [xlsx]

    Forms

    Published: 13/01/2017

  10. MiFID Self Certification 7 Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 30/12/2022

    MiFID Self Certification 7 Form.
Did you find what you were looking for?