Publications
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Statement on Takeover Panel Cold-Shouldering [pdf]
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EMIR Margin Intragroup Exemptions Single Pair Application Form [xlsx]
This form should be submitted by a counterparty applying to the Financial Conduct Authority (FCA) as relevant competent authority, to make use of the exemptions for intragroup transactions as defined in Article 11(8) and (9) of the UK European -
EMIR Margin Intragroup Exemptions Multiple Pairs Application Form [xlsx]
This form should be submitted by a counterparty applying to the Financial Conduct Authority (FCA) as relevant competent authority, to make use of the exemptions for intragroup transactions as defined in Article 11(8) and (9) of the UK European -
PS17/24: Handbook changes to reflect the new regulatory framework for Insurance-Linked Securities
Policy Statement 17/24 (PS17/24) set out our near-final rule changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation. When we published PS17/24 on 1 November 2017 we had to publish near-final, -
Final Notice 2017: Sujeel Ranjha [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Retail banking sector: overview [pdf]
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Retail investments: overview [pdf]
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Investment management: overview [pdf]
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Pensions and retirement income: overview [pdf]
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Final Notice 2017: Afzal Ali [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.