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Final Notice 2016: Pinks Agri Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Review of general insurance intermediaries’ professional indemnity insurance: TR16/9 [pdf]
This report provides the findings from our thematic review into general insurance intermediaries' professional indemnity. -
Response to the Complaints Commissioner’s report FCA00114 [pdf]
We have considered the final report of the Complaints Commissioner on complaint FCA00114. -
Response to the Complaints Commissioner’s report FCA00084 [pdf]
We have considered the final report of the Complaints Commissioner on complaint FCA00084. -
TR16/9: Review of general insurance intermediaries’ professional indemnity insurance
The review evaluates individual policies purchased by a sample of firms to assess whether they complied with our Handbook requirements. -
CP16/39: Quarterly Consultation Paper No. 15 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
CP16/39: Quarterly Consultation Paper No. 15
CP16/39: Quarterly Consultation Paper No. 15. Consultation papers First published:. 02/12/2016. Last updated: 21/02/2017. We are proposing to:. make changes to the pension projection rules to remove conflicts with COBS 13 Annex 2 when providing risk -
FCA Decision Notice 2016: Alistair Rae Burns [pdf]
This decision notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. Our view is that a fine, prohibition and withdrawal should be -
FCA service standards - November 2016 [pdf]
The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service. -
Final Notice 2016: TOCC Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.