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FS16/5: Call for Inputs on Big Data in retail general insurance
In this Feedback Statement we summarise the responses we have received to our Call for Inputs on the use of Big Data in retail general insurance (GI), and outline our responses to the issues raised. -
Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services
Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services. Occasional papers FCA research First published:. 21/09/2016. Last updated: 03/06/2026Price discrimination is widespread across financial services. Often this will -
Final notice 2016: Danmirr Capital Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the firm's application to carry on the regulated activities of credit broking, deb adjusting and -
Transaction Reporting Errors and Failures Notification Form [docx]
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Regulation round-up September 2016 [pdf]
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
Occasional Paper 21: Asymmetries in dark pool reference prices [pdf]
This study looks at two important aspects of reference prices in dark pools - the prevalence of reference price latency and primary market choice as the reference price's source. -
Ageing population workplan graphic (PDF) [pdf]
Ageing population workplan graphic -
Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices
Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices. Occasional papers FCA research First published:. 15/09/2016. Last updated: 03/06/2026This study looks at two important aspects of reference prices in dark pools - the prevalence of -
FCA Decision Notice 2016: Andrew Tinney [pdf]
This decision notice refers to breaches of APER 1 and FIT related to culture/governance, failing to be open and co-operative and a lack of fitness/propriety in the wealth management and private banking sector. Our view is that a public censure and -
Final Notice 2016: Money Matcher Limited [pdf]
This final notice refers to an application for Part 4A authorisation (“the Application”) by a firm holding Interim Permission in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to