Publications

Showing 12941 to 12950 of 18845 search results.

12941. Consultation UKLA Technical Note 506.2 - Periodic financial information and inside information [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 11/06/2018

12942. GABRIEL DRG change log v35 [pdf]

       Systems information

       Published: 30/06/2016

       Last modified: 04/08/2016

12943. GC16/6: Primary Market Bulletin No. 16

       Newsletters

       Published: 30/06/2016

       Last modified: 03/09/2016

       GC16/6: Primary Market Bulletin No. 16. Newsletters First published:. 30/06/2016. Last updated: 03/09/2016. GC16/6: Primary Market Bulletin No. 16. We are consulting on the following changes that we are proposing to make to the Knowledge Base. This

12944. PS16/17: PSR regulatory fees 2016/17

       Policy statements

       Published: 30/06/2016

       Last modified: 03/05/2024

       The PSR consulted on fee levels for 2016/17 and plans to handle its 2015/16 budget underspend.

12945. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

       Policy statements

       Published: 30/06/2016

       Last modified: 30/06/2016

       PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation. Policy statements First published:. 30/06/2016. Last updated: 30/06/2016. Share page. PS16/18: Changes

12946. Final notice 2016: Dual Mortgage Brokers [pdf]

       Final notices

       Published: 29/06/2016

       Last modified: 29/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

12947. Final notice 2016: GB Financial Consultancy Limited [pdf]

       Final notices

       Published: 29/06/2016

       Last modified: 29/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

12948. PS16/16: FCA regulated fees and levies 2016/17 including feedback on CP16/9 and 'made rules'

       Policy statements

       Published: 29/06/2016

       Last modified: 17/08/2021

       The policy in this paper will enable us to raise the funding for the FCA, the Financial Ombudsman Service and MoneyHelper (formerly the Money Advice Service) to meet their statutory objectives in 2016/17.

12949. Final notice 2016: Park Grove Financial Management Limited [pdf]

       Final notices

       Published: 27/06/2016

       Last modified: 27/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

12950. FCA Handbook Notice 34 [pdf]

       Handbook

       Published: 24/06/2016

       Last modified: 24/06/2016

       This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 16 and 23 June 2016. It also contains information about other publications relating to the Handbook