Publications

Showing 12971 to 12980 of 18845 search results.

12971. Minutes: FCA Board 20 & 21 April 2016 [pdf]

       Meeting minutes

       Published: 08/06/2016

       Last modified: 08/06/2016

12972. Response to the Complaints Commissioner’s Report FCA00148 [pdf]

       Documents

       Published: 03/06/2016

       Last modified: 04/08/2016

       FCA Ref 4365

12973. Final notice 2016: Ashbank Cars [pdf]

       Final notices

       Published: 02/06/2016

       Last modified: 02/06/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12974. Final notice 2016: Independent Family Advisers Limited [pdf]

       Final notices

       Published: 02/06/2016

       Last modified: 02/06/2016

       This final notice refers to an application for authorisation of Independent Family Advisers Limited. The proposals made in support of the application had the hallmarks of what is sometimes described as “phoenixing”. We refused the application as

12975. Disclaimer for Arabic translations [pdf]

       Documents

       Published: 01/06/2016

       Last modified: 05/08/2016

       See more translated pages.

12976. Final notice 2016: CT Capital Limited [pdf]

       Final notices

       Published: 01/06/2016

       Last modified: 01/06/2016

       This final notice refers to breaches of PRIN 3 and PRIN 6 related to complaints-handling and the unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

12977. Response to the Complaints Commissioner’s Report FCA00101 [pdf]

       Corporate documents

       Published: 31/05/2016

       Last modified: 05/08/2016

       FCA Ref 4406

12978. FCA Handbook Notice 33 [pdf]

       Handbook

       Published: 27/05/2016

       Last modified: 27/05/2016

       This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 21 April and 26 May 2016. It also contains information about other publications relating to the

12979. Final notice 2016: Quick Pay Forex Limited [pdf]

       Final notices

       Published: 27/05/2016

       Last modified: 27/05/2016

       This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

12980. CP16/15: Capping early exit pension charges [pdf]

       Consultation papers

       Published: 26/05/2016

       Last modified: 26/05/2016

       On 19 January 2016 the Chancellor announced that the Government would introduce legislation to place a new duty on the FCA to cap early exit charges in certain pension contracts. This Consultation Paper sets out our proposals on the application and