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Showing 13061 to 13070 of 18845 search results.

  1. CP16/12: Secondary annuity market – proposed rules and guidance [pdf]

    Consultation papers

    Published: 21/04/2016

    Last modified: 21/04/2016

    This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017.

  2. Regulation round-up - April 2016 [pdf]

    Documents

    Published: 21/04/2016

    Last modified: 21/04/2016

  3. FCA Data Bulletin supplement: April 2016 - Consumer credit: Authorisations [pdf]

    Data

    Published: 21/04/2016

    Last modified: 21/04/2016

    This supplement provides details on the authorisation process for consumer credit firms. In Data Bulletin issues 4 and 5 the FCA published data on the authorisation process for consumer credit firms. In this supplement it provides the key figures as

  4. FCA Data Bulletin supplement - consumer credit authorisations - underlying data [xlsx]

    Data

    Published: 21/04/2016

    Last modified: 21/04/2016

    This data bulletin supplement looks at the breakdown of applications for consumer credit regulated activities by case type and decision.

  5. CP16/12: Secondary annuity market – proposed rules and guidance

    Consultation papers

    Published: 21/04/2016

    Last modified: 18/10/2016

    This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017. 

  6. extractivereportsschema.xsd [xsd]

    Published: 19/04/2016

  7. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews

    Published: 18/04/2016

    Last modified: 29/08/2025

    Thematic review about benefits provided and received by firms conducting MiFID business, and those carrying out regulated activities in relation to a retail investment product.

  8. Final notice 2016: Lester Evans [pdf]

    Final notices

    Published: 15/04/2016

    Last modified: 15/04/2016

    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  9. Final notice 2016: M I Wealth Management Limited [pdf]

    Final notices

    Published: 15/04/2016

    Last modified: 15/04/2016

    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  10. Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market [pdf]

    FCA research

    Published: 15/04/2016

    Last modified: 03/06/2016

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