Publications

Showing 13071 to 13080 of 18845 search results.

13071. CP16/11: PSR regulatory fees 2016/17 [pdf]

       Consultation papers

       Published: 15/04/2016

       Last modified: 15/04/2016

       In this document the PSR reports on the responses to its consultation paper CP15/44, PSR regulatory fees 2016/17 (December 2015).

13072. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

       Final notices

       Published: 15/04/2016

       Last modified: 15/04/2016

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

13073. CP16/11: PSR regulatory fees 2016/17

       Consultation papers

       Published: 15/04/2016

       Last modified: 01/05/2024

       The PSR sets out its policy decisions on the allocation, calculation, and collection of PSR fees for 2016/17, and further proposals for consultation.

13074. Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market

       Occasional papers FCA research

       Published: 15/04/2016

       Last modified: 03/06/2026

       Occasional Paper No. 16: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market. Occasional papers FCA research First published:. 15/04/2016. Last updated: 03/06/2026High-frequency traders (HFTs) have

13075. FCA decision notice 2016: Arif Hussein [pdf]

       Decision notices

       Published: 14/04/2016

       Last modified: 14/04/2016

       This decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. Our view is that a prohibition should be imposed.

13076. Final notice 2016: Glyn Goodyear [pdf]

       Final notices

       Published: 14/04/2016

       Last modified: 14/04/2016

       This final notice refers to breaches of PRIN 6, PRIN 11, COND and DISP related to failing to be open and co-operative, unfair treatment of customers and threshold conditions in the consumer credit sector. We imposed a cancellation.

13077. CP16/10: Proposed Implementation of the Enforcement Review and the Green Report [pdf]

       Consultation papers

       Published: 14/04/2016

       Last modified: 14/04/2016

       This Consultation Paper includes proposed changes to the FCA’s Decision Procedure and Penalties Manual and Enforcement Guide.

13078. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

       Consultation papers

       Published: 14/04/2016

       Last modified: 14/04/2016

       CP16/10: Proposed implementation of the Enforcement Review and the Green Report. Consultation papers First published:. 14/04/2016. Last updated: 14/04/2016. Share page. CP16/10: Proposed implementation of the Enforcement Review and the Green Report.

13079. Occasional Paper 15: Quid pro quo? What factors influence IPO allocations to investors? [pdf]

       FCA research

       Published: 13/04/2016

       Last modified: 13/04/2016

13080. DP16/3: Availability of information in the UK Equity IPO process [pdf]

       Discussion papers

       Published: 13/04/2016

       Last modified: 13/04/2016