Publications

Showing 13101 to 13110 of 18850 search results.

13101. sandbox-eligibility-criteria.pdf [pdf]

       Documents

       Published: 11/04/2016

       Last modified: 11/04/2016

13102. Default standards for sandbox testing parameters [pdf]

       Policy statements

       Published: 11/04/2016

       Last modified: 05/08/2016

13103. FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations, and Small and Medium Sized Business (Finance Platform) Regulations [pdf]

       Finalised guidance

       Published: 08/04/2016

       Last modified: 06/10/2016

13104. Final notice 2016: Timothy Alan Roberts [pdf]

       Final notices

       Published: 08/04/2016

       Last modified: 11/04/2016

       This final notice refers to breaches of APER 1 and APER 6 related to the unfair treatment of customers in the investment adviser sector. We imposed a fine and prohibition.

13105. FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations, and Small and Medium Sized Business (Finance Platform) Regulations

       Finalised guidance

       Published: 08/04/2016

       Last modified: 06/10/2016

       In April 2016 we published guidance explaining the scope of our functions in relation to the regulations, which require us to monitor and enforce relevant requirements. We updated this guidance in October 2016.

13106. TR16/3: Meeting investors' expectations [pdf]

       Thematic reviews

       Published: 07/04/2016

       Last modified: 07/04/2016

       Meeting investors' expectations.

13107. Modification by consent for a Hybrid Lifetime Mortgage - Direction [pdf]

       Forms

       Published: 07/04/2016

       Last modified: 05/08/2016

13108. minutes-fca-board-24-25-february-2016.pdf [pdf]

       Meeting minutes

       Published: 06/04/2016

       Last modified: 06/04/2016

13109. TR16/3: Meeting investors’ expectations

       Thematic reviews

       Published: 06/04/2016

       Last modified: 29/08/2025

       Thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will.

13110. CP16/9: FCA regulated fees: rates proposals 2016/17 [pdf]

       Consultation papers

       Published: 05/04/2016

       Last modified: 05/04/2016

       This CP covers the proposed 2016/17 regulatory fees and levies for the Financial Conduct Authority, Financial Ombudsman Service and Money Advice Service.