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Our response to the European Commission Green Paper: Retail Financial Services
Our response to the European Commission Green Paper: Retail Financial Services. Documents First published:. 31/03/2016. Last updated: 05/04/2016. Our response to the European Commission Green Paper: Retail Financial Services. The European -
FG16/3: Guidance on voluntary redress schemes under the Competition Act 1998 [pdf]
On 19 January 2016, we published a guidance consultation in relation to voluntary redress schemes under the Competition Act 1998. This follows amendments made by the Consumer Rights Act 2015, which gives the FCA concurrent powers to approve -
Commentary on the aggregate complaints data 2015 H1 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2015 H1. Including opened, closed, upheld, speed of closure and redress. -
FG16/3: Guidance on voluntary redress schemes under the Competition Act 1998
On 19 January we consulted on our proposed guidance on voluntary redress schemes under the Competition Act 1998. We have now published our finalised guidance, which explains how we will exercise our powers to approve and enforce redress schemes -
Consultation UKLA Technical Note 604.2 - PD Advertisement regime [pdf]
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Consultation UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
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Consultation UKLA Technical Note 424.1 - Removal from the Official List of listed equity shares of individual funds of Open-Ended Investment Companies (OEICs) [pdf]
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Consultation UKLA Procedural Note 903.3 - Review and approval of documents [pdf]
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Consultation UKLA Procedural Note 904.3 - Public offer prospectus – drafting and approval [pdf]
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Consultation UKLA Technical Note 314.1 - Reverse takeover and uncapped consideration [pdf]