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Final notice 2016: Geoffrey Harold Arthur Fincher [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
MLAR statistics March 2016: Summary tables [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These summary tables show Residential loans to -
MLAR statistics March 2016: Detailed tables [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These detailed tables show Residential loans to -
MLAR statistics March 2016: Commentary [pdf]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2015 Q4. -
Competence notification submission form [xlsx]
Competence notification submission form for retail investment advisers. -
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes [pdf]
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MLAR statistics March 2016: Long-run summary tables [xls]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These detailed tables show Residential loans to -
Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]
Fair treatment of long-standing customers in the life insurance sector. -
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK. -
Final notice 2016: Premier Dental Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.