Publications

Showing 13261 to 13270 of 18845 search results.

13261. TR16/1: Assessing suitability: Research and due diligence of products and services

       Thematic reviews

       Published: 19/02/2016

       Last modified: 29/08/2025

       Thematic review of the research and due diligence processes carried out by advisory firms on the products and services they recommend to retail clients.

13262. GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974

       Guidance consultations

       Published: 19/02/2016

       Last modified: 29/02/2016

       GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974. Guidance consultations First published:. 19/02/2016. Last updated: 29/02/2016. Share page. GC16/2: Proposal to issue guidance on the

13263. Regulation round-up - February 2016 [pdf]

       Documents

       Published: 18/02/2016

       Last modified: 18/02/2016

13264. Minutes of the MiFID II implementation: trading venue roundtable, February 2016 [pdf]

       Meeting minutes

       Published: 18/02/2016

       Last modified: 18/02/2016

       From the meeting held on 5 February 2016

13265. Call for Input: Review of retained provisions of the Consumer Credit Act [pdf]

       Calls for input

       Published: 18/02/2016

       Last modified: 05/08/2016

13266. achilles-macris.pdf [pdf]

       Published: 16/02/2016

13267. achilles-macris.pdf [pdf]

       Published: 16/02/2016

13268. Notice of Undertaking: The Equitable Life Assurance Society

       Published: 16/02/2016

       Last modified: 14/04/2016

       Notice of Undertaking: The Equitable Life Assurance Society. First published:. 16/02/2016. Last updated: 14/04/2016. Share page. Notice of Undertaking: The Equitable Life Assurance Society.

13269. PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]

       Policy statements

       Published: 15/02/2016

       Last modified: 15/02/2016

       This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers.

13270. PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references

       Policy statements

       Published: 15/02/2016

       Last modified: 26/05/2016

       PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references. Policy statements First published:. 15/02/2016. Last updated: 26/05/2016. Share page. PS16/5: