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Final notice 2015: Vroni O'Brien [pdf]
This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and -
Addendum to CP15/42 [pdf]
Addendum to CP15/42: Quarterly Consultation Paper No. 11 -
CP15/44: PSR regulatory fees 2016/17 [pdf]
Consultation on how 2016/17 PSR regulatory fees will be allocated and on how we propose to calculate and collect PSR fees to fund the PSR’s FSBRA and IFR functions and activities. -
Regulation round-up - December 2015 [pdf]
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CP15/44: PSR regulatory fees 2016/17
The PSR is consulting on its proposed approach to the allocation, calculation and collection of PSR regulatory fees for 2016/2017. -
Minutes: FCA Board 05 November 2015 [pdf]
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FS15/5: Feedback statement to The FCA’s approach to advancing its objectives [pdf]
In this Feedback Statement we report on the feedback we received to our publication in July 2013 of general guidance on what firms and consumers can expect from the FCA and how we intend to deliver our statutory responsibilities. This feedback was -
PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]
In this Policy Statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook. -
PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules) [pdf]
In this policy statement, we follow up on the feedback we provided earlier this year in Feedback Statement FS15/3 (Strengthening accountability in banking: UK branches of foreign banks – Feedback on ***FCA CP15/10 / PRA CP9/15) and publish final -
PS15/32: Amendments to Various Forms [pdf]