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Primary Market Bulletin Issue 12 [pdf]
We explain the latest changes we have made, or are proposing to make, to our Knowledge Base. -
Consultation UKLA Technical Note 209.2 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]
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Consultation UKLA Technical Note 541.2 - Scope and application of vote holder and issuer notification rules [pdf]
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Consultation UKLA Technical Note 546.2 - Voting rights that are disregarded for notification purposes [pdf]
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Consultation UKLA Technical Note 503.2 - Equivalence arrangements for third country issuers [pdf]
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Consultation UKLA Procedural Note 904.2 - Public offer prospectus - drafting and approval [pdf]
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Consultation UKLA Technical Note 504.2 - Exemptions from the periodic reporting requirements [pdf]
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Consultation UKLA Technical Note 547.2 - Aggregation of managed holdings [pdf]
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Consultation UKLA Technical Note 544.2 - Third country equivalent obligations [pdf]
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Consultation UKLA Technical Note 545.2 - Changes in holdings [pdf]