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UKLA Technical Note 701.2 - Sponsors: conflicts of interest [pdf]
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UKLA Procedural Note 907.2 - Block listings [pdf]
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UKLA Technical Note 410.1 - Definition of investment manager [pdf]
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UKLA Technical Note 408.1 - Eligibility of closed-ended investment funds [pdf]
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Re-Consultation UKLA Technical Note 406.1 - Application of related party rules to funds investing in highly illiquid asset classes [pdf]
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GC15/7: Primary Market Bulletin No. 12
We are consulting on the following changes that we are proposing to make to the Knowledge Base. -
FG15/11 - Primary Market Bulletin No. 11
FG15/11 - Primary Market Bulletin No. 11. Newsletters First published:. 23/11/2015. Last updated: 03/09/2016. Share page. FG15/11 - Primary Market Bulletin No. 11. March 2015. The Knowledge Base is the UKLA’s repository of non-handbook commentary -
CP15/38: Provisions to delay disclosure of inside information within the FCA's Disclosure and Transparency Rules [pdf]
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CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules
CP15/38: Provisions to delay disclosure of inside information within the FCA’s Disclosure and Transparency Rules. Consultation papers First published:. 20/11/2015. Last updated: 20/11/2015. Share page. CP15/38: Provisions to delay disclosure of -
Standard form for the notification of Home Member State [docx]