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DP 15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements [pdf]
In this discussion paper, we set out our initial thinking about possible changes to our Handbook to make sure our regulatory approach takes account of two proposed legislative developments that will impact on the regulated loan-based crowdfunding -
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements. Discussion papers First published:. 12/11/2015. Last updated: 12/11/2015. Share page. -
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services
GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services. Guidance consultations First published:. 12/11/2015. Last updated: 12/11/2015. Share page. GC15/6: Proposed guidance for firms outsourcing to the -
commodities-breakout-session.pdf [pdf]
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CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]
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non-equity-breakout-session.pdf [pdf]
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trading_venues-breakout-session.pdf [pdf]
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transaction-reporting-breakout-session.pdf [pdf]
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conduct-of-business-breakout-session.pdf [pdf]
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post-trade-breakout-session.pdf [pdf]