Publications

Showing 13521 to 13530 of 18845 search results.

13521. FCA key performance indicators (KPIs) - 2014/2015: October 2015 [pdf]

       Corporate documents

       Published: 06/11/2015

       Last modified: 06/11/2015

       We are making more information about our performance available, by publishing key performance indicators (KPIs).

13522. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages

       Consultation papers

       Published: 06/11/2015

       Last modified: 06/11/2015

       CP15/36: Future regulatory treatment of CCA regulated first charge mortgages. Consultation papers First published:. 06/11/2015. Last updated: 06/11/2015. Share page. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages. We

13523. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

       Policy statements

       Published: 06/11/2015

       Last modified: 08/11/2016

       PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes. Policy statements First published:. 06/11/2015. Last updated: 08/11/2016. Share page. PS15/26:

13524. FCA Final Notice 2015: Tiuta Plc [pdf]

       Final notices

       Published: 05/11/2015

       Last modified: 05/11/2015

       This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

13525. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) [pdf]

       Consultation papers

       Published: 05/11/2015

       Last modified: 05/11/2015

       In this consultation document, we set out our proposals for the necessary changes to the Handbook required to implement the new Market Abuse Regulations (EU MAR). We seek feedback on these proposals and also invite comments on the different options

13526. Minutes: FCA Board 29 September 2015 [pdf]

       Meeting minutes

       Published: 05/11/2015

       Last modified: 05/11/2015

13527. Minutes: FCA Board 23 and 24 September 2015 [pdf]

       Meeting minutes

       Published: 05/11/2015

       Last modified: 05/11/2015

13528. fca-validation-rules-list-active-from-28-november-2015.xlsx [xlsx]

       Systems information

       Published: 05/11/2015

       Last modified: 18/11/2015

13529. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU)

       Consultation papers

       Published: 05/11/2015

       Last modified: 05/11/2015

       CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU). Consultation papers First published:. 05/11/2015. Last updated: 05/11/2015. Share page. CP15/35: Policy proposals and

13530. CP15/34: Regulatory fees and levies: policy proposals for 2016/17

       Consultation papers

       Published: 05/11/2015

       Last modified: 05/11/2015

       CP15/34: Regulatory fees and levies: policy proposals for 2016/17. Consultation papers First published:. 05/11/2015. Last updated: 05/11/2015. Share page. CP15/34: Regulatory fees and levies: policy proposals for 2016/17. This Consultation Paper