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Final Notice 2015: Kudu Emerging Markets Limited [pdf]
This Final Notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the Investment Adviser sector. We imposed a cancellation. -
Final Notice 2015: Auto Leasing UK Limited [pdf]
This Final Notice refers to breaches of COND and CONC related to Threshold Conditions in the Consumer Credit sector. We imposed a refusal. -
FCA Q2 15/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
From the meeting held on 22 October 2015. -
MS14/6.2: Credit Card Market Study: Credit Card Market Literature Review: Affordability and Repayment [pdf]
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MS14/6.2: Credit Card Market Study: A review of credit card literature: perspectives from consumers [pdf]
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MS14/6.2: Credit Card Market Study: The credit card market infographic [pdf]
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MS14/6.2: Credit Card Market Study: Interim Report [pdf]
We are carrying out a market study on the credit card sector, one of the largest consumer credit markets we regulate. We have published our interim findings which found that in most of the market, competition is working fairly well for consumers. -
MS14/6.2: Credit Card Market Study: Interim Report: Annex 10 [pdf]
Annex 10: Account-level data -
MS14/6.2: Credit Card Market Study: Interim Report: Annex 9 [pdf]
Annex 9: A review of a sample of financial promotions