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Final Notice 2015: Andrew Peter Wilkins [pdf]
This Final Notice refers to breaches of APER 6 related to unfair treatment of customers in the Investment Advisor sector. We imposed a fine. -
PS15/25: PSR regulatory fees 2015/16 [pdf]
Decision and fees rules on how 2015/16 PSR regulatory fees will be calculated and collected from participants in regulated payment systems -
PS15/25: PSR regulatory fees 2015/16
PS15/25: PSR regulatory fees 2015/16. Policy statements First published:. 27/10/2015. Last updated: 27/10/2015. PS15/25: PSR regulatory fees 2015/16. In August 2015, the PSR consulted on changes to the calculation and collection method for the -
Final Notice 2015: Magnus Michael Peterson [pdf]
This Final Notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition. -
Notice of Decision to Cancel: Dentons Consultants Limited [pdf]
This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation. -
Financial Advice Market Review (FAMR) Expert Advisory Panel – Terms of Reference [pdf]
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Competition at the Financial Conduct Authority - Competition Law Journal (2015) [pdf]
Learn more about our competition mandate and concurrent powers in Competition at the Financial Conduct Authority, as published in the Competition Law Journal [2015] Comp Law 179. -
FCA Handbook Notice 26 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 24 September 2015 and 22 October 2015. It also contains information about other publications relating -
Final Notice 2015: Quick Purchase [pdf]
This Final Notice refers to breaches of PRIN 6 and MCOB (Mortgage Conduct of Business Rules) related to unfair treatment of customers in the sale and rent back sector. We imposed a fine and redress. -
Final Notice 2015: Steven Martin [pdf]
This Final Notice refers to breaches of APER 6 and MCOB (Mortgage Conduct of Business Rules) related to unfair treatment of customers in the sale and rent back sector. We imposed a public censure and redress.