Publications
Search results
Showing 13571 to 13580 of 18845 search results.
-
CP15/32: Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook [pdf]
We are consulting to remove a number of disclosure requirements which we identified as not being effective in terms of informing consumers about a product or service and to reduce the regulatory burden on firms. This reflects our commitment to -
CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook
CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook. Consultation papers First published:. 22/10/2015. Last updated: 06/09/2016. Share page. CP15/32: Smarter Consumer Communications: Removing certain -
May 2014: Internal Audit report: Supervisory Oversight Function (SOF) [pdf]
This document was submitted to the Treasury Committee on 6 July 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
May 2014: Internal Audit report: The UK Listing Authority [pdf]
This document was submitted to the Treasury Committee on 6 July 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
May 2014: Summary of FCA Internal Audit reports [pdf]
This document was submitted to the Treasury Committee on 6 July 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
March 2014: Internal Audit report: Risk management and the implementation of the first and second lines of defence [pdf]
This document was submitted to the Treasury Committee on 14 September 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
September 2014: Summary of FCA Internal Audit reports [pdf]
This document was submitted to the Treasury Committee on 01 October 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
March 2014: Summary of FCA Internal Audit reports [pdf]
This document was submitted to the Treasury Committee on 14 September 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
Strengthening the FCA’s 2nd Line - Assurance Letter - Oliver Wyman [pdf]
In January 2015 the FCA Strengthened its control framework by creating the Risk and Compliance Oversight Division. This will be the key second line of defence working with regulatory divisions and internal audit. Subsequently we commissioned Oliver -
September 2014: Internal Audit report: A review of the Customer Contact Centre (CCC) [pdf]
This document was submitted to the Treasury Committee on 01 October 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury