Publications
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GC15/5 Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes [pdf]
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CP15/29: Amendments to Various Forms [pdf]
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) set out proposed amendments to four forms used by firms and individuals relating to regulatory approval for certain roles. -
CP15/29: Amendments to various forms
The FCA and the PRA set out proposed amendments to four forms used by firms and individuals relating to regulatory approval for certain roles. -
GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
This consultation sets out the proposed general guidance on our approach to the implementation of ring-fencing in the UK, including our approach in relation to ring-fencing transfer schemes (RFTSs). -
Regulation round-up - September 2015 [pdf]
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fs0041.pdf [pdf]
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fs0040.pdf [pdf]
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fs0039.pdf [pdf]
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fs0038.pdf [pdf]
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Competition law and wholesale markets [pdf]
An overview of competition law and wholesale markets, written in conjunction with the Competition and Markets Authority.